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DataMate/runtime/datamate-python/app/module/kg_extraction/test_aligner.py
Jerry Yan 0ed7dcbee7 feat(kg): 实现实体对齐功能(aligner.py)
- 实现三层对齐策略:规则层 + 向量相似度层 + LLM 仲裁层
- 规则层:名称规范化(NFKC、小写、去标点/空格)+ 规则评分
- 向量层:OpenAI Embeddings + cosine 相似度计算
- LLM 层:仅对边界样本调用,严格 JSON schema 校验
- 使用 Union-Find 实现传递合并
- 支持批内对齐(库内对齐待 KG 服务 API 支持)

核心组件:
- EntityAligner 类:align() (async)、align_rules_only() (sync)
- 配置项:kg_alignment_enabled(默认 false)、embedding_model、阈值
- 失败策略:fail-open(对齐失败不中断请求)

集成:
- 已集成到抽取主链路(extract → align → return)
- extract() 调用 async align()
- extract_sync() 调用 sync align_rules_only()

修复:
- P1-1:使用 (name, type) 作为 key,避免同名跨类型误合并
- P1-2:LLM 计数在 finally 块中增加,异常也计数
- P1-3:添加库内对齐说明(待后续实现)

新增 41 个测试用例,全部通过
测试结果:41 tests pass
2026-02-19 18:26:54 +08:00

478 lines
17 KiB
Python

"""实体对齐器测试。
Run with: pytest app/module/kg_extraction/test_aligner.py -v
"""
from __future__ import annotations
import asyncio
from unittest.mock import AsyncMock, patch
import pytest
from app.module.kg_extraction.aligner import (
EntityAligner,
LLMArbitrationResult,
_build_merged_result,
_make_union_find,
cosine_similarity,
normalize_name,
rule_score,
)
from app.module.kg_extraction.models import (
ExtractionResult,
GraphEdge,
GraphNode,
Triple,
)
# ---------------------------------------------------------------------------
# normalize_name
# ---------------------------------------------------------------------------
class TestNormalizeName:
def test_basic_lowercase(self):
assert normalize_name("Hello World") == "hello world"
def test_unicode_nfkc(self):
assert normalize_name("\uff28ello") == "hello"
def test_punctuation_removed(self):
assert normalize_name("U.S.A.") == "usa"
def test_whitespace_collapsed(self):
assert normalize_name(" hello world ") == "hello world"
def test_empty_string(self):
assert normalize_name("") == ""
def test_chinese_preserved(self):
assert normalize_name("\u5f20\u4e09") == "\u5f20\u4e09"
def test_mixed_chinese_english(self):
assert normalize_name("\u5f20\u4e09 (Zhang San)") == "\u5f20\u4e09 zhang san"
# ---------------------------------------------------------------------------
# rule_score
# ---------------------------------------------------------------------------
class TestRuleScore:
def test_exact_match(self):
a = GraphNode(name="\u5f20\u4e09", type="Person")
b = GraphNode(name="\u5f20\u4e09", type="Person")
assert rule_score(a, b) == 1.0
def test_normalized_match(self):
a = GraphNode(name="Hello World", type="Organization")
b = GraphNode(name="hello world", type="Organization")
assert rule_score(a, b) == 1.0
def test_type_mismatch(self):
a = GraphNode(name="\u5f20\u4e09", type="Person")
b = GraphNode(name="\u5f20\u4e09", type="Organization")
assert rule_score(a, b) == 0.0
def test_substring_match(self):
a = GraphNode(name="\u5317\u4eac\u5927\u5b66", type="Organization")
b = GraphNode(name="\u5317\u4eac\u5927\u5b66\u8ba1\u7b97\u673a\u5b66\u9662", type="Organization")
assert rule_score(a, b) == 0.5
def test_no_match(self):
a = GraphNode(name="\u5f20\u4e09", type="Person")
b = GraphNode(name="\u674e\u56db", type="Person")
assert rule_score(a, b) == 0.0
def test_type_case_insensitive(self):
a = GraphNode(name="test", type="PERSON")
b = GraphNode(name="test", type="person")
assert rule_score(a, b) == 1.0
def test_short_substring_ignored(self):
"""Single-character substring should not trigger match."""
a = GraphNode(name="A", type="Person")
b = GraphNode(name="AB", type="Person")
assert rule_score(a, b) == 0.0
# ---------------------------------------------------------------------------
# cosine_similarity
# ---------------------------------------------------------------------------
class TestCosineSimilarity:
def test_identical(self):
assert cosine_similarity([1.0, 0.0], [1.0, 0.0]) == pytest.approx(1.0)
def test_orthogonal(self):
assert cosine_similarity([1.0, 0.0], [0.0, 1.0]) == pytest.approx(0.0)
def test_opposite(self):
assert cosine_similarity([1.0, 0.0], [-1.0, 0.0]) == pytest.approx(-1.0)
def test_zero_vector(self):
assert cosine_similarity([0.0, 0.0], [1.0, 0.0]) == 0.0
# ---------------------------------------------------------------------------
# Union-Find
# ---------------------------------------------------------------------------
class TestUnionFind:
def test_basic(self):
parent, find, union = _make_union_find(4)
union(0, 1)
union(2, 3)
assert find(0) == find(1)
assert find(2) == find(3)
assert find(0) != find(2)
def test_transitive(self):
parent, find, union = _make_union_find(3)
union(0, 1)
union(1, 2)
assert find(0) == find(2)
# ---------------------------------------------------------------------------
# _build_merged_result
# ---------------------------------------------------------------------------
def _make_result(nodes, edges=None, triples=None):
return ExtractionResult(
nodes=nodes,
edges=edges or [],
triples=triples or [],
raw_text="test text",
source_id="src-1",
)
class TestBuildMergedResult:
def test_no_merge_returns_original(self):
nodes = [
GraphNode(name="A", type="Person"),
GraphNode(name="B", type="Person"),
]
result = _make_result(nodes)
parent, find, _ = _make_union_find(2)
merged = _build_merged_result(result, parent, find)
assert merged is result
def test_canonical_picks_longest_name(self):
nodes = [
GraphNode(name="AI", type="Tech"),
GraphNode(name="Artificial Intelligence", type="Tech"),
]
result = _make_result(nodes)
parent, find, union = _make_union_find(2)
union(0, 1)
merged = _build_merged_result(result, parent, find)
assert len(merged.nodes) == 1
assert merged.nodes[0].name == "Artificial Intelligence"
def test_edge_remap_and_dedup(self):
nodes = [
GraphNode(name="Alice", type="Person"),
GraphNode(name="alice", type="Person"),
GraphNode(name="Bob", type="Person"),
]
edges = [
GraphEdge(source="Alice", target="Bob", relation_type="knows"),
GraphEdge(source="alice", target="Bob", relation_type="knows"),
]
result = _make_result(nodes, edges)
parent, find, union = _make_union_find(3)
union(0, 1)
merged = _build_merged_result(result, parent, find)
assert len(merged.edges) == 1
assert merged.edges[0].source == "Alice"
def test_triple_remap_and_dedup(self):
n1 = GraphNode(name="Alice", type="Person")
n2 = GraphNode(name="alice", type="Person")
n3 = GraphNode(name="MIT", type="Organization")
triples = [
Triple(subject=n1, predicate="works_at", object=n3),
Triple(subject=n2, predicate="works_at", object=n3),
]
result = _make_result([n1, n2, n3], triples=triples)
parent, find, union = _make_union_find(3)
union(0, 1)
merged = _build_merged_result(result, parent, find)
assert len(merged.triples) == 1
assert merged.triples[0].subject.name == "Alice"
def test_preserves_metadata(self):
nodes = [
GraphNode(name="A", type="Person"),
GraphNode(name="A", type="Person"),
]
result = _make_result(nodes)
parent, find, union = _make_union_find(2)
union(0, 1)
merged = _build_merged_result(result, parent, find)
assert merged.raw_text == "test text"
assert merged.source_id == "src-1"
def test_cross_type_same_name_no_collision(self):
"""P1-1 回归:同名跨类型节点合并不应误映射其他类型的边和三元组。
场景:Person "张三""张三先生" 合并为 "张三先生"
但 Organization "张三" 不应被重写。
"""
nodes = [
GraphNode(name="张三", type="Person"), # idx 0
GraphNode(name="张三先生", type="Person"), # idx 1
GraphNode(name="张三", type="Organization"), # idx 2 - 同名不同类型
GraphNode(name="北京", type="Location"), # idx 3
]
edges = [
GraphEdge(source="张三", target="北京", relation_type="lives_in"),
GraphEdge(source="张三", target="北京", relation_type="located_in"),
]
triples = [
Triple(
subject=GraphNode(name="张三", type="Person"),
predicate="lives_in",
object=GraphNode(name="北京", type="Location"),
),
Triple(
subject=GraphNode(name="张三", type="Organization"),
predicate="located_in",
object=GraphNode(name="北京", type="Location"),
),
]
result = _make_result(nodes, edges, triples)
parent, find, union = _make_union_find(4)
union(0, 1) # 合并 Person "张三" 和 "张三先生"
merged = _build_merged_result(result, parent, find)
# 应有 3 个节点:张三先生(Person), 张三(Org), 北京(Location)
assert len(merged.nodes) == 3
merged_names = {(n.name, n.type) for n in merged.nodes}
assert ("张三先生", "Person") in merged_names
assert ("张三", "Organization") in merged_names
assert ("北京", "Location") in merged_names
# edges 中 "张三" 有歧义(映射到不同 canonical),应保持原名不重写
assert len(merged.edges) == 2
# triples 有类型信息,可精确区分
assert len(merged.triples) == 2
person_triple = [t for t in merged.triples if t.subject.type == "Person"][0]
org_triple = [t for t in merged.triples if t.subject.type == "Organization"][0]
assert person_triple.subject.name == "张三先生" # Person 被重写
assert org_triple.subject.name == "张三" # Organization 保持原名
# ---------------------------------------------------------------------------
# EntityAligner
# ---------------------------------------------------------------------------
class TestEntityAligner:
def _run(self, coro):
"""Helper to run async coroutine in sync test."""
loop = asyncio.new_event_loop()
try:
return loop.run_until_complete(coro)
finally:
loop.close()
def test_disabled_returns_original(self):
aligner = EntityAligner(enabled=False)
result = _make_result([GraphNode(name="A", type="Person")])
aligned = self._run(aligner.align(result))
assert aligned is result
def test_single_node_returns_original(self):
aligner = EntityAligner(enabled=True)
result = _make_result([GraphNode(name="A", type="Person")])
aligned = self._run(aligner.align(result))
assert aligned is result
def test_rule_merge_exact_names(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="\u5f20\u4e09", type="Person"),
GraphNode(name="\u5f20\u4e09", type="Person"),
GraphNode(name="\u674e\u56db", type="Person"),
]
edges = [
GraphEdge(source="\u5f20\u4e09", target="\u674e\u56db", relation_type="knows"),
]
result = _make_result(nodes, edges)
aligned = self._run(aligner.align(result))
assert len(aligned.nodes) == 2
names = {n.name for n in aligned.nodes}
assert "\u5f20\u4e09" in names
assert "\u674e\u56db" in names
def test_rule_merge_case_insensitive(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="Hello World", type="Org"),
GraphNode(name="hello world", type="Org"),
GraphNode(name="Test", type="Person"),
]
result = _make_result(nodes)
aligned = self._run(aligner.align(result))
assert len(aligned.nodes) == 2
def test_rule_merge_deduplicates_edges(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="Hello World", type="Org"),
GraphNode(name="hello world", type="Org"),
GraphNode(name="Test", type="Person"),
]
edges = [
GraphEdge(source="Hello World", target="Test", relation_type="employs"),
GraphEdge(source="hello world", target="Test", relation_type="employs"),
]
result = _make_result(nodes, edges)
aligned = self._run(aligner.align(result))
assert len(aligned.edges) == 1
def test_rule_merge_deduplicates_triples(self):
aligner = EntityAligner(enabled=True)
n1 = GraphNode(name="\u5f20\u4e09", type="Person")
n2 = GraphNode(name="\u5f20\u4e09", type="Person")
n3 = GraphNode(name="\u5317\u4eac\u5927\u5b66", type="Organization")
triples = [
Triple(subject=n1, predicate="works_at", object=n3),
Triple(subject=n2, predicate="works_at", object=n3),
]
result = _make_result([n1, n2, n3], triples=triples)
aligned = self._run(aligner.align(result))
assert len(aligned.triples) == 1
def test_type_mismatch_no_merge(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="\u5f20\u4e09", type="Person"),
GraphNode(name="\u5f20\u4e09", type="Organization"),
]
result = _make_result(nodes)
aligned = self._run(aligner.align(result))
assert len(aligned.nodes) == 2
def test_fail_open_on_error(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="\u5f20\u4e09", type="Person"),
GraphNode(name="\u5f20\u4e09", type="Person"),
]
result = _make_result(nodes)
with patch.object(aligner, "_align_impl", side_effect=RuntimeError("boom")):
aligned = self._run(aligner.align(result))
assert aligned is result
def test_align_rules_only_sync(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="\u5f20\u4e09", type="Person"),
GraphNode(name="\u5f20\u4e09", type="Person"),
GraphNode(name="\u674e\u56db", type="Person"),
]
result = _make_result(nodes)
aligned = aligner.align_rules_only(result)
assert len(aligned.nodes) == 2
def test_align_rules_only_disabled(self):
aligner = EntityAligner(enabled=False)
result = _make_result([GraphNode(name="A", type="Person")])
aligned = aligner.align_rules_only(result)
assert aligned is result
def test_align_rules_only_fail_open(self):
aligner = EntityAligner(enabled=True)
nodes = [
GraphNode(name="A", type="Person"),
GraphNode(name="B", type="Person"),
]
result = _make_result(nodes)
with patch(
"app.module.kg_extraction.aligner.rule_score", side_effect=RuntimeError("boom")
):
aligned = aligner.align_rules_only(result)
assert aligned is result
def test_llm_count_incremented_on_failure(self):
"""P1-2 回归:LLM 仲裁失败也应计入 max_llm_arbitrations 预算。"""
max_arb = 2
aligner = EntityAligner(
enabled=True,
max_llm_arbitrations=max_arb,
llm_arbitration_enabled=True,
)
# 构建 4 个同类型节点,规则层子串匹配产生多个 vector 候选
nodes = [
GraphNode(name="北京大学", type="Organization"),
GraphNode(name="北京大学计算机学院", type="Organization"),
GraphNode(name="北京大学数学学院", type="Organization"),
GraphNode(name="北京大学物理学院", type="Organization"),
]
result = _make_result(nodes)
# Mock embedding 使所有候选都落入 LLM 仲裁区间
fake_embedding = [1.0, 0.0, 0.0]
# 微调使 cosine 在 llm_threshold 和 auto_threshold 之间
import math
# cos(θ) = 0.85 → 在默认 [0.78, 0.92) 区间
angle = math.acos(0.85)
emb_a = [1.0, 0.0]
emb_b = [math.cos(angle), math.sin(angle)]
async def fake_embed(texts):
# 偶数索引返回 emb_a,奇数返回 emb_b
return [emb_a if i % 2 == 0 else emb_b for i in range(len(texts))]
mock_llm_arbitrate = AsyncMock(side_effect=RuntimeError("LLM down"))
with patch.object(aligner, "_get_embeddings") as mock_emb:
mock_emb_instance = AsyncMock()
mock_emb_instance.aembed_documents = fake_embed
mock_emb.return_value = mock_emb_instance
with patch.object(aligner, "_llm_arbitrate", mock_llm_arbitrate):
aligned = self._run(aligner.align(result))
# LLM 应恰好被调用 max_arb 次(不会因异常不计数而超出预算)
assert mock_llm_arbitrate.call_count <= max_arb
# ---------------------------------------------------------------------------
# LLMArbitrationResult
# ---------------------------------------------------------------------------
class TestLLMArbitrationResult:
def test_valid_parse(self):
data = {"is_same": True, "confidence": 0.95, "reason": "Same entity"}
result = LLMArbitrationResult.model_validate(data)
assert result.is_same is True
assert result.confidence == 0.95
def test_confidence_bounds(self):
with pytest.raises(Exception):
LLMArbitrationResult.model_validate(
{"is_same": True, "confidence": 1.5, "reason": ""}
)
def test_missing_reason_defaults(self):
result = LLMArbitrationResult.model_validate(
{"is_same": False, "confidence": 0.1}
)
assert result.reason == ""
if __name__ == "__main__":
pytest.main([__file__, "-v"])